Vol. 151, No. 41 — October 14, 2017

Regulations Amending the Administrative Monetary Penalties and Notices (CSA 2001) Regulations

Statutory authority

Canada Shipping Act, 2001

Sponsoring department

Department of Transport

REGULATORY IMPACT ANALYSIS STATEMENT

(This statement is not part of the Regulations.)

Issues

The Administrative Monetary Penalties and Notices (CSA 2001) Regulations were brought into force on April 3, 2008, as an additional enforcement option to promote compliance in the marine transportation system. Without administrative monetary penalties (AMPs), actions against non-compliance with legislation would be limited to prosecution of a summary conviction or indictable offence, vessel detention, in certain instances suspending or cancelling Canadian Maritime Documents (CMDs), and issuing tickets under the Contraventions Regulations. Exclusive use of these methods of penalization limits the tools available to marine safety inspectors to enforce the Canada Shipping Act, 2001 (CSA 2001).

These regulations propose amendments to the Administrative Monetary Penalties and Notices (CSA 2001) Regulations (the Regulations) to designate new violations and set out appropriate penalty ranges for certain regulations, thereby expanding the marine safety enforcement options available to inspectors.

Background

Transport Canada’s marine safety program provides Canadians with a safe and efficient marine transportation system. The role of Transport Canada Marine Safety is not only to encourage and promote compliance with the CSA 2001 and related regulations, but also to deal with non-compliance in an effective and consistent manner. These new amendments are consistent with the original Regulatory Impact Analysis Statement published on April 16, 2008, in Part II of the Canada Gazette, for the Regulations brought into force on April 3, 2008. The 2008 document advised the public that periodic updates to the Regulations would be required to maintain a robust and effective administrative monetary penalty system.

Significant amendments were made to the Regulations in 2012, amendments that expanded the schedule of violations from applying exclusively to the Canada Shipping Act, 2001 to include seven regulations, as well as articulating procedures related to the service of notices to stakeholders regarding a monetary violation related to a CMD. Specifically, these notices apply to the refusal to issue, the suspension of, the cancellation of, and the refusal to renew a CMD, as defined in section 2 of the CSA 2001. The Regulations were also amended in 2015, repealing item 4 of Part 1 of the schedule to the Regulations, to address concerns expressed by the Standing Joint Committee for the Scrutiny of Regulations.

Since the coming into force of the Regulations in April 2008, Transport Canada has issued administrative penalties under the CSA 2001 that have resulted in the collection of approximately $3.2M. Over this time period, $383K was collected in the peak year of 2010, which suggests the administration of monetary penalties is having the desired effect of promoting compliance within the marine community with respect to the requirements of the CSA 2001 and its regulations.

Furthermore, the Department leveraged the use of assurances of compliance (see footnote 1) in conjunction with administrative monetary penalties to encourage corrective action of individuals. At present, 32 corrective actions have been taken against violations designated pursuant to the Regulations.

Objectives

The proposed amendments to the Regulations are in keeping with the objective of the Canada Shipping Act, 2001 paragraph 6(i) to “establish an effective inspection and enforcement program” by enhancing the enforcement tools under the CSA 2001, to help ensure a safe marine transportation system.

The proposed Regulations enhance the Department’s ability to use administrative penalties imposed pursuant to sections 228 to 243 of the CSA 2001, by setting out new violations of provisions of the CSA 2001 and six of its regulations.

Description

As permitted by paragraphs 244(f) to (h) of the CSA 2001, the proposed amendments will designate new provisions as violations in the following regulations to allow Transport Canada marine safety inspectors to issue AMPs under them:

New proposed violations will be listed in the following new parts of the schedule to the Regulations and are summarized below:

Schedule Part

Regulations

Number of Provisions

Scope of Provisions for Administrative Monetary Penalties

Range of Penalties ($)

Part 3

Collision Regulations

4

  • long range scanning
  • radar equipment
  • use of a blue flashing light

600 to 12,000

Part 9

Ballast Water Control and Management Regulations

12

  • ballast water exchange requirements applicable to transoceanic and non-transoceanic navigation
  • disposal of sediment
  • requirements for a Ballast Water Management Plan
  • reporting requirements

250 to 25,000

Part 10

Small Vessel Regulations

211

  • safety, signalling and lifesaving equipment requirements for small passenger vessels, workboats, and vessels on guided excursions
  • plans, structural strength and seaworthiness
  • hull design
  • serial numbers
  • safety precautions (e.g. fuelling, water sports)

250 to 12,000

Part 11

Fire and Boat Drills Regulations

28

  • general emergency information
  • muster lists
  • passenger counts
  • practice musters and safety briefings
  • means of exit
  • fire / survival craft / rescue boat drills
  • record keeping

250 to 25,000

Part 12

Safety Management Regulations

1

  • company responsibility to comply with, and ensure that its vessels comply with, Regulations 3, 4.2 and 5 of Chapter IX of the International Convention for the Safety of Life at Sea (SOLAS)

250 to 25,000

Part 13

Vessel Pollution and Dangerous Chemicals Regulations

281

  • discharge of noxious substances
  • garbage
  • ensure proper equipment is on board
  • record keeping
  • safety precautions
  • emergency drills are in place
  • proper lighting is used
  • transfer operations are in place
  • safety regulations are in place
  • reporting requirements

250 to 25,000

New violations are being proposed for the CSA 2001. They will be added to Part 1 of the schedule to the Regulations:

Schedule Part

Legislation

Number of Provisions

Scope of Provisions for Administrative Monetary Penalties

Range of Penalties ($)

Part 1

Canada Shipping Act, 2001

50

  • pollution prevention and response

250 to 25,000

In summary, the proposed Regulations will add 587 violations for seven different pieces of legislation as well as make administrative changes to clarify existing designated violations. The proposed amendments are being made in accordance with the penalty range already employed by the existing Regulations. Penalty ranges, rather than fixed amounts, are being used to ensure that the administration of monetary penalties is appropriate to the circumstances of each case and that full consideration can be given to any mitigating or aggravating factors, such as the compliance record of the person or vessel that committed the violation, and any consequences of the violation. The three established penalty ranges were developed by departmental officials who categorized the seriousness of violations as low impact, with penalties ranging from $250 to $5,000, medium impact, with penalties ranging from $600 to $12,000, or high impact, with penalties ranging from $1,250 to $25,000.

Departmental inspectors and enforcement specialists have reviewed each of the proposed new violations and have assigned a severity ranking and the associated penalty range.

“One-for-One” Rule

The “One-for-One” Rule does not apply to these regulatory changes that do not impose new administrative burden or costs since they simply modify penalties.

Small business lens

The small business lens does not apply to this proposal, as there are no new costs to small businesses.

Consultation

Transport Canada’s Marine Safety and Security Program has undertaken extensive and comprehensive consultations with the marine community at both regional and national levels through the Canadian Marine Advisory Council (CMAC) regarding all facets of these amendments. Of note, consultations occurred during the fall of 2013, spring of 2014, and spring of 2016 at national CMAC meetings. The amendment project was discussed with stakeholders and a PowerPoint presentation and information paper were distributed, which included a detailed articulation of the proposed penalties.

Consultations conducted to date have not shown opposition among stakeholders. These proposed amendments have generated little discussion, which suggests there is general industry recognition that an effective administrative monetary penalty scheme enables an important tool of legislative enforcement. There are no vulnerable social or economic groups that are anticipated to be negatively impacted by the proposed amendments.

Rationale

The proposed Regulations are designed to increase the effectiveness of the administrative monetary penalty regime as a compliance enforcement tool. It will address gaps in the existing administrative monetary penalties regime and will expand the Minister of Transport’s range of enforcement tools, thereby increasing the effectiveness of the safety enforcement. An effective marine safety oversight regime could generate a boost in public confidence that would have a positive impact on those working in the marine transportation sector while promoting a safer Canadian maritime transportation system.

The changes to the proposed Regulations would benefit the Canadian public by enabling marine safety inspectors to penalize for a contravention using an administrative enforcement tool rather than commencing a judicial process by laying a charge. Judicial proceedings often result in considerable cost to the federal government and to the individual, corporation or vessel involved and are not always the most appropriate tool to encourage compliance with statutory and regulatory requirements.

A distinct advantage of the established AMPs scheme, which these amendments enhance, is the multiple options available to those who commit a violation. Recipients of an administrative monetary penalty can elect to pay the penalty imposed, may enter into an assurance of compliance to comply with a provision in a predetermined period of time, which could minimize or eliminate the penalty, or apply to the Transportation Appeal Tribunal of Canada (TATC) to have their AMP reviewed.

The TATC is an independent, administrative, quasi-judicial body, established in 2003 pursuant to the Transportation Appeal Tribunal of Canada Act, which provides a recourse mechanism for administrative actions by the Minister of Transport made pursuant to the CSA 2001, among other transportation statutes. This body is less formal than a judicial court and cases can be presented without legal representation. Often, the TATC is able to accommodate a case proceeding more quickly than a judicial court, and usually at significantly less cost to the applicant. To date, Transport Canada has issued over 580 violations pursuant to the Administrative Monetary Penalties and Notices (CSA 2001) Regulations and, of those, 45 cases have been reviewed by the TATC.

Implementation, enforcement and service standards

Implementing the addition of the new violations proposed by these regulations is anticipated to be seamless to the Canadian public, as the new requirements will be integrated into the existing Transport Canada Marine Safety administrative monetary penalty scheme. The present AMP enforcement system is tailored to achieve both compliance and deterrence. An AMP will generally be imposed when it is the most effective measure. Other tools include non-penalty actions (oral counselling, warning letter or assurance of compliance) and, if necessary, penalty actions through the use of tickets under the Contraventions Act, and prosecution in the courts of summary conviction and indictable offences. In some cases, the Minister may detain a vessel. The enforcement tool utilized in any particular instance will depend upon the

Once it is determined that the issuance of a notice of violation is an appropriate tool to address a given violation of the CSA 2001 or regulation, the Department will proceed to impose a penalty. First, the established penalty range of the corresponding provision in the Administrative Monetary Penalties and Notices (CSA 2001) Regulations will be reviewed. Second, within each of the three penalty ranges (low, medium and high) the marine safety inspector will consult departmental guidance material for the appropriate penalty range for a first violation, second violation or subsequent violation. Subject to change, the chart below provides a current summary of this approach.

Gravity

1st Violation
Individual / Vessel or Corporation

2nd Violation
Individual / Vessel or Corporation

Subsequent Violation
Individual / Vessel or Corporation

Low

$250 / $1,000

$500 / $2,000

$1,000 / $5,000

Medium

$600 / $3,000

$1,200 / $6,000

$2,400 / $12,000

High

$1,250 / $6,000

$2,500 / $12,000

$5,000 / $25,000

As a matter of general policy, vessels and corporations will be subject to higher penalties than individuals. When there is a violation, the penalty amount is determined within the range by the Minister using departmental policies and guidelines. If the penalty associated with the violation is not paid, it becomes a debt due to Her Majesty.

The proposed Regulations will be brought into force on the day on which they are registered.

Contact

Michele Rae
Chief
Regulatory Development
Marine Safety and Security
Transport Canada
Place de Ville, Tower C, 11th Floor
330 Sparks Street
Ottawa, Ontario
K1A 0N5
Telephone: 613-991-3008
Email: michele.rae@tc.gc.ca

PROPOSED REGULATORY TEXT

Notice is given that the Governor in Council, pursuant to paragraphs 244(f) (see footnote a) to (h) of the Canada Shipping Act, 2001 (see footnote b), proposes to make the annexed Regulations Amending the Administrative Monetary Penalties and Notices (CSA 2001) Regulations.

Interested persons may make representations with respect to the proposed Regulations within 30 days after the date of publication of this notice. All such representations must be in writing and cite the Canada Gazette, Part I, and the date of publication of this notice, and be sent to Tania Mezher, Policy Analyst, Marine Safety and Security Directorate, Department of Transport, Place de Ville, Tower C, 330 Sparks Street, 11th Floor, Ottawa, Ontario K1A 0N5 (tel.: 613-998-5064; fax: 613-991-5670; email: tania.mezher@tc.gc.ca).

Ottawa, October 5, 2017

Jurica Čapkun
Assistant Clerk of the Privy Council

Regulations Amending the Administrative Monetary Penalties and Notices (CSA 2001) Regulations

Amendments

1 Subsection 2(1) of the Administrative Monetary Penalties and Notices (CSA 2001) Regulations (see footnote 2) is replaced by the following:

2 (1) The contravention of a provision of the Act, or of a regulation made under the Act, set out in column 1 of a Part of the schedule, or the contravention of a direction given under such a provision, is designated as a violation that may be proceeded with in accordance with sections 229 to 242 of the Act and by the issuance of a notice of violation.

2 Part 1 of the schedule to the Regulations is amended by adding the following in numerical order:

Item

Column 1

Provision of the Act

Column 2

Range of Penalties ($)

Column 3

Separate Violation for Each Day

68.01

Paragraph 167(1)(a)

1,250 to 25,000

 

68.02

Paragraph 167(1)(b)

250 to 5,000

X

68.03

Paragraph 168(1)(a)

1,250 to 25,000

 

68.04

Subparagraph 168(1)(b)(i)

250 to 5,000

X

68.05

Paragraph 168(1)(c)

1,250 to 25,000

 

68.06

Paragraph 168(1)(d)

1,250 to 25,000

 

68.07

Paragraph 168(1)(e)

1,250 to 25,000

 

68.08

Paragraph 168(3)(a)

1,250 to 25,000

 

68.09

Paragraph 168(3)(b)

1,250 to 25,000

 

68.1

Section 168.1

1,250 to 25,000

 

68.11

Section 168.2

250 to 5,000

 

68.12

Paragraph 168.3(b)

1,250 to 25,000

 

68.13

Paragraph 171(a)

1,250 to 25,000

 

68.14

Paragraph 171(b)

1,250 to 25,000

 

68.15

Paragraph 171(c)

600 to 12,000

 

68.16

Paragraph 171(d)

1,250 to 25,000

 

68.17

Paragraph 171(e)

1,250 to 25,000

 

68.18

Paragraph 171(f)

250 to 5,000

 

68.19

Section 171.1

250 to 5,000

 

68.2

Paragraph 175.1(1)(a)

600 to 12,000

 

68.21

Paragraph 175.1(1)(b)

1,250 to 25,000

 

68.22

Paragraph 175.1(1)(c)

600 to 12,000

 

68.23

Paragraph 175.1(1)(d)

250 to 5,000

 

68.24

Paragraph 175.1(1)(e)

250 to 5,000

 

68.25

Paragraph 175.1(2)(a)

1,250 to 25,000

 

68.26

Subparagraph 175.1(2)(c)(i)

1,250 to 25,000

 

68.27

Subparagraph 175.1(2)(d)(i)

1,250 to 25,000

 

68.28

Subparagraph 175.1(2)(d)(ii)

1,250 to 25,000

 

68.29

Subparagraph 175.1(2)(d)(iii)

1,250 to 25,000

 

68.3

Paragraph 176(1)(b)

1,250 to 25,000

 

68.31

Paragraph 176(1)(c)

600 to 12,000

 

68.32

Paragraph 176(1)(d)

600 to 12,000

 

68.33

Subsection 177(7)

1,250 to 25,000

 

68.34

Subsection 177(8)

1,250 to 25,000

 

68.35

Section 178

1,250 to 25,000

 

70.01

Paragraph 189(a)

1,250 to 25,000

 

70.02

Paragraph 189(b)

1,250 to 25,000

 

70.03

Paragraph 189(c)

1,250 to 25,000

 

70.04

Paragraph 189(d)

1,250 to 25,000

 

70.05

Subsection 211(3)

1,250 to 25,000

 

70.06

Paragraph 211(4)(a)

1,250 to 25,000

 

70.07

Paragraph 211(4)(b)

1,250 to 25,000

 

70.08

Paragraph 211(4)(c)

1,250 to 25,000

 

70.09

Paragraph 211(4)(d)

600 to 12,000

 

70.1

Paragraph 211(4)(d.1)

1,250 to 25,000

 

70.11

Paragraph 211(4)(e)

600 to 12,000

 

70.12

Subsection 212(2)

1,250 to 25,000

 

77

Paragraph 227(1)(a)

1,250 to 25,000

 

78

Paragraph 227(1)(b)

1,250 to 25,000

 

79

Paragraph 227(1)(c)

1,250 to 25,000

 

3 The portion of items 1 to 4 of Part 3 of the schedule to the Regulations in column 1 is amended by replacing “Section 4 and subsection” with “Subsection”.

4 The portion of items 5 to 7 of Part 3 of the schedule to the Regulations in column 1 is amended by replacing “Section 4 and Rule” with “Rule”.

5 Part 3 of the schedule to the Regulations is amended by adding the following after item 7:

Item

Column 1

Provision of the Collision Regulations

Column 2

Range of Penalties ($)

Column 3

Separate Violation for Each Day

7.1

Rule 7(a) of Schedule 1

600 to 12,000

 

7.2

Rule 7(b) of Schedule 1

600 to 12,000

 

7.3

Rule 7(c) of Schedule 1

600 to 12,000

 

6 The portion of items 8 to 111 of Part 3 of the schedule to the Regulations in column 1 is amended by replacing “Section 4 and Rule” with “Rule”.

7 Part 3 of the schedule to the Regulations is amended by adding the following after item 111:

Item

Column 1

Provision of the Collision Regulations

Column 2

Range of Penalties ($)

Column 3

Separate Violation for Each Day

111.1

Rule 45(c) of Schedule 1

600 to 2,400

 

8 The portion of items 112 to 114 of Part 3 of the schedule to the Regulations in column 1 is amended by replacing “Section 4 and Rule” with “Rule”.

9 The portion of item 9 of Part 7 of the schedule to the Regulations in column 2 is amended by replacing “6,000 to 25,000” with “1,250 to 25,000”.

10 The schedule to the Regulations is amended by adding the following after Part 8:

PART 9

Violations of the Ballast Water Control and Management Regulations

Item

Column 1


Provision of the Ballast Water Control and Management Regulations

Column 2


Range of Penalties ($)

Column 3


Separate Violation for Each Day

1

Subsection 5(4)

600 to 12,000

 

2

Subsection 6(2)

1,250 to 25,000

 

3

Subsection 6(3)

600 to 12,000

 

4

Subsection 7(2)

1,250 to 25,000

 

5

Subsection 10(1)

1,250 to 25,000

 

6

Subsection 11(1)

1,250 to 25,000

 

7

Section 12

600 to 12,000

 

8

Subsection 13(2)

1,250 to 25,000

 

9

Subsection 13(3)

1,250 to 25,000

 

10

Subsection 13(4)

1,250 to 25,000

 

11

Subsection 14(1)

600 to 10,000

 

12

Subsection 14(2)

600 to 10,000

 

PART 10

Violations of the Small Vessel Regulations

Item

Column 1


Provision of the Small Vessel Regulations

Column 2


Range of Penalties ($)

Column 3


Separate Violation for Each Day

1

Section 3

600 to 12,000

 

2

Subsection 5(1)

600 to 12,000

 

3

Subsection 5(2)

600 to 12,000

 

4

Subsection 6(1)

600 to 12,000

X

5

Subsection 6(2)

250 to 5,000

X

6

Subsection 7(1)

600 to 12,000

X

7

Section 9

600 to 12,000

X

8

Subsection 10(1)

600 to 12,000

 

9

Subsection 10(3)

250 to 5,000

 

10

Subsection 12(2)

250 to 5,000

X

11

Subsection 16(1)

600 to 12,000

X

12

Section 18

250 to 5,000

 

13

Section 19

250 to 5,000

 

14

Section 21

600 to 12,000

 

15

Section 22

250 to 5,000

 

16

Section 302

600 to 12,000

 

17

Paragraph 303(1)(a)

600 to 12,000

 

18

Paragraph 303(1)(b)

250 to 5,000

 

19

Subsection 303(2)

600 to 12,000

 

20

Section 304

600 to 12,000

 

21

Subsection 305(1)

250 to 5,000

 

22

Subsection 305(2)

250 to 5,000

 

23

Section 306

600 to 12,000

 

24

Section 307

600 to 12,000

 

25

Subsection 308(1)

250 to 5,000

 

26

Subsection 308(2)

250 to 5,000

 

27

Section 309

600 to 12,000

 

28

Paragraph 310(1)(a)

600 to 12,000

 

29

Paragraph 310(1)(b), item 1 of the table

600 to 12,000

 

30

Subsection 310(2)

600 to 12,000

 

31

Subsection 311(1), items 1 and 2 of the table

250 to 5,000

 

32

Paragraph 313(3)(a)

600 to 12,000

 

33

Paragraph 313(3)(b)

250 to 5,000

 

34

Paragraph 313(3)(c)

250 to 5,000

 

35

Subsection 401(1)

600 to 12,000

 

36

Subsection 401(2)

600 to 12,000

 

37

Subsection 402(1)

250 to 5,000

 

38

Subsection 402(2)

250 to 5,000

 

39

Section 403

600 to 12,000

 

40

Subsection 404(1)

600 to 12,000

X

41

Subsection 404(2)

600 to 12,000

X

42

Subsection 404(3)

600 to 12,000

X

43

Section 405

250 to 5,000

X

44

Section 406

250 to 5,000

 

45

Section 407

600 to 12,000

 

46

Subsection 409(1)

600 to 12,000

 

47

Section 410

250 to 5,000

 

48

Subsection 411(2)

600 to 12,000

 

49

Subsection 412(1)

250 to 5,000

 

50

Subsection 413(1)

250 to 5,000

 

51

Subsection 414(1)

600 to 12,000

 

52

Subsection 414(3)

600 to 12,000

 

53

Subsection 414(4)

600 to 12,000

 

54

Subsection 415(1)

600 to 12,000

 

55

Subsection 415(2)

600 to 12,000

 

56

Subsection 415(3)

600 to 12,000

 

57

Section 416

600 to 12,000

X

58

Section 417

600 to 12,000

X

59

Subsection 418(1)

250 to 5,000

X

60

Section 419

600 to 12,000

X

61

Section 420

600 to 12,000

 

62

Subsection 501(1)

600 to 12,000

X

63

Subsection 501(2)

600 to 12,000

X

64

Section 502

250 to 5,000

X

65

Section 503

250 to 5,000

X

66

Section 504

600 to 12,000

 

67

Subsection 506(1)

600 to 12,000

 

68

Subsection 507(1)

250 to 5,000

 

69

Subsection 508(1)

600 to 12,000

 

70

Subsection 509(1)

600 to 12,000

 

71

Subsection 510(1)

250 to 5,000

 

72

Subsection 511(1)

250 to 5,000

 

73

Subsection 512(1)

600 to 12,000

 

74

Subsection 512(3)

600 to 12,000

 

75

Subsection 512(4)

600 to 12,000

 

76

Subsection 513(1)

600 to 12,000

X

77

Subsection 513(2)

600 to 12,000

X

78

Subsection 513(3)

600 to 12,000

X

79

Section 514

600 to 12,000

X

80

Section 515

600 to 12,000

X

81

Paragraph 516(1)(a)

250 to 5,000

X

82

Paragraph 516(1)(b)

250 to 5,000

X

83

Section 519

600 to 12,000

X

84

Section 520

600 to 12,000

 

85

Paragraphs 521(a) to (d)

600 to 12,000

 

86

Paragraph 521(e)

600 to 12,000

X

87

Paragraph 521(f)

600 to 12,000

X

88

Subsection 601(2)

600 to 12,000

X

89

Subsection 602(1)

600 to 12,000

X

90

Section 603

600 to 12,000

X

91

Subsection 604(1)

600 to 12,000

X

92

Subsection 604(2)

600 to 12,000

X

93

Subsection 604(3)

600 to 12,000

X

94

Section 605

600 to 12,000

X

95

Section 606

600 to 12,000

X

96

Section 607

600 to 12,000

X

97

Subsection 608(1)

600 to 12,000

X

98

Section 609

600 to 12,000

X

99

Subsection 705(1)

600 to 12,000

X

100

Subsection 705(2)

250 to 5,000

X

101

Section 706

600 to 12,000

 

102

Subsection 707(1)

600 to 12,000

 

103

Subsection 707(2)

600 to 12,000

 

104

Subsection 708(1)

600 to 12,000

 

105

Subsection 708(6)

600 to 12,000

 

106

Subsection 710(1)

600 to 12,000

 

107

Subsection 710(2)

600 to 12,000

 

108

Paragraph 711(1)(a)

250 to 5,000

 

109

Subsection 712(1)

600 to 12,000

X

110

Subsection 712(2)

600 to 12,000

X

111

Subsection 713(1)

600 to 12,000

 

112

Subsection 713(2)

600 to 12,000

 

113

Subsection 713(3)

600 to 12,000

 

114

Subsection 713(4)

600 to 12,000

 

115

Subsection 713(5)

600 to 12,000

 

116

Subsection 713(6)

250 to 5,000

 

117

Section 714

600 to 12,000

X

118

Subsection 716(1)

600 to 12,000

X

119

Subsection 716(2)

250 to 5,000

 

120

Subsection 717(2)

600 to 12,000

X

121

Subsection 717(3)

600 to 12,000

X

122

Subsection 717(4)

250 to 5,000

 

123

Subsection 718(1)

600 to 12,000

X

124

Subsection 718(3)

250 to 5,000

X

125

Subsection 718(4)

600 to 12,000

X

126

Section 719

600 to 12,000

X

127

Section 720

600 to 12,000

X

128

Subsection 721(1)

600 to 12,000

X

129

Subsection 721(2)

600 to 12,000

X

130

Subsection 721(3)

600 to 12,000

X

131

Section 722

600 to 12,000

 

132

Section 723

600 to 12,000

X

133

Subsection 724(1)

600 to 12,000

X

134

Subsection 724(2)

600 to 12,000

X

135

Subsection 724(3)

600 to 12,000

X

136

Subsection 724(4)

600 to 12,000

X

137

Paragraph 725(1)(a)

600 to 12,000

X

138

Subsection 725(2)

600 to 12,000

X

139

Section 726

250 to 5,000

 

140

Subsection 727(1)

250 to 5,000

 

141

Subsection 727(2)

250 to 5,000

 

142

Subsection 727(3)

250 to 5,000

 

143

Subsection 727(4)

250 to 5,000

 

144

Paragraph 728(1)(a)

600 to 12,000

X

145

Paragraph 728(1)(b)

600 to 12,000

X

146

Subsection 728(2)

600 to 12,000

X

147

Paragraph 729(1)(a)

600 to 12,000

 

148

Paragraph 729(1)(b)

250 to 5,000

 

149

Paragraph 729(1)(c)

250 to 5,000

 

150

Section 730

600 to 12,000

 

151

Paragraph 731(1)(a)

600 to 12,000

X

152

Section 732

600 to 12,000

X

153

Section 733

600 to 12,000

X

154

Subsection 735(1)

600 to 12,000

X

155

Subsection 735(2)

600 to 12,000

X

156

Subsection 735(3)

600 to 12,000

X

157

Subsection 736(1)

600 to 12,000

X

158

Paragraph 736(2)(a)

600 to 12,000

X

159

Subsection 736(3)

600 to 12,000

X

160

Subsection 737(1)

600 to 12,000

X

161

Subsection 737(2)

600 to 12,000

X

162

Paragraph 737(3)(a)

600 to 12,000

X

163

Section 738

600 to 12,000

X

164

Section 739

250 to 5,000

X

165

Section 740

600 to 12,000

X

166

Subsection 741(1)

600 to 12,000

X

167

Subsection 741(3)

600 to 12,000

 

168

Subsection 742(1)

600 to 12,000

X

169

Subsection 801(1)

250 to 5,000

X

170

Subsection 801(3)

250 to 5,000

X

171

Paragraph 801(4)(a)

250 to 5,000

 

172

Paragraph 801(4)(b)

600 to 12,000

X

173

Subsection 803(1)

600 to 12,000

 

174

Subsection 803(2)

600 to 12,000

 

175

Subsection 803(4)

250 to 5,000

 

176

Subsection 804(1)

250 to 5,000

 

177

Subsection 804(2)

250 to 5,000

 

178

Subsection 805(1)

250 to 5,000

 

179

Subsection 805(2)

250 to 5,000

 

180

Subsection 806(1)

600 to 12,000

 

181

Subsection 806(2)

600 to 12,000

 

182

Section 810

600 to 12,000

 

183

Section 901

600 to 12,000

 

184

Subsection 902(1)

600 to 12,000

 

185

Subsection 903(1)

600 to 12,000

 

186

Subsection 903(2)

600 to 12,000

 

187

Subsection 903(3)

600 to 12,000

 

188

Subsection 903(4)

600 to 12,000

 

189

Subsection 903(5)

600 to 12,000

 

190

Subsection 903(6)

600 to 12,000

 

191

Subsection 903(7)

600 to 12,000

 

192

Subsection 903(8)

600 to 12,000

 

193

Subsection 903(11)

250 to 5,000

 

194

Subsection 903(12)

250 to 5,000

 

195

Subsection 903(13)

600 to 12,000

 

196

Subsection 1000(1)

250 to 5,000

 

197

Subsection 1000(2)

250 to 5,000

 

198

Section 1001

600 to 12,000

 

199

Subsection 1002(1)

600 to 12,000

 

200

Subsection 1002(2)

600 to 12,000

 

201

Paragraph 1002(3)(a)

600 to 12,000

 

202

Paragraph 1002(3)(b)

600 to 12,000

 

203

Subsection 1002(4)

600 to 12,000

 

204

Subsection 1002(5)

600 to 12,000

 

205

Subsection 1002(6)

600 to 12,000

 

206

Paragraph 1003(a)

600 to 12,000

 

207

Section 1004

600 to 12,000

 

208

Subsection 1005(1)

600 to 12,000

 

209

Paragraph 1006(a)

600 to 12,000

 

210

Paragraph 1006(b)

600 to 12,000

 

211

Section 1007

600 to 12,000

 

PART 11

Violations of the Fire and Boat Drills Regulations

Item

Column 1


Provision of the Fire and Boat Drills Regulations

Column 2


Range of Penalties ($)

Column 3


Separate Violation for Each Day

1

Subsection 3(1)

250 to 5,000

 

2

Subsection 3(2)

250 to 25,000

 

3

Subsection 5(1)

250 to 5,000

 

4

Section 6

250 to 5,000

 

5

Subsection 9(2)

600 to 12,000

 

6

Section 10

600 to 12,000

 

7

Paragraph 11(1)(a)

600 to 12,000

 

8

Subsection 11(2)

600 to 12,000

 

9

Section 12

1,250 to 25,000

 

10

Subsection 13(1)

600 to 12,000

 

11

Subsection 13(2)

600 to 12,000

 

12

Subsection 15(1)

250 to 5,000

 

13

Section 18

600 to 12,000

 

14

Subsection 20(1)

600 to 12,000

 

15

Subsection 20(2)

600 to 12,000

 

16

Subsection 20(3)

600 to 12,000

 

17

Section 21

600 to 12,000

 

18

Section 26

600 to 12,000

 

19

Subsection 27(1)

600 to 12,000

 

20

Subsection 28(1)

600 to 12,000

 

21

Section 30

600 to 12,000

 

22

Subsection 31(1)

600 to 12,000

 

23

Section 32

600 to 12,000

 

24

Section 33

600 to 12,000

 

25

Section 34

600 to 12,000

 

26

Section 35

600 to 12,000

 

27

Paragraph 37(1)(a)

250 to 5,000

 

28

Subsection 37(3)

600 to 10,000

 

PART 12

Violation of the Safety Management Regulations

Item

Column 1


Provision of the Safety Management Regulations

Column 2


Range of Penalties ($)

Column 3


Separate Violation for Each Day

1

Section 3

1,250 to 25,000

 

PART 13

Violations of the Vessel Pollution and Dangerous Chemicals Regulations

Item

Column 1


Provision of the Vessel Pollution and Dangerous Chemicals Regulations

Column 2


Range of Penalties ($)

Column 3

Separate Violation for Each Day

1

Subsection 7(1)

1,250 to 25,000

X

2

Subsection 7(2)

1,250 to 25,000

X

3

Subsection 7(3)

1,250 to 25,000

X

4

Subsection 9(1)

1,250 to 25,000

X

5

Subsection 9(2)

1,250 to 25,000

X

6

Subsection 12(1)

1,250 to 25,000

X

7

Subsection 12(8)

1,250 to 25,000

X

8

Subsection 14(1)

1,250 to 25,000

X

9

Subsection 15(1)

1,250 to 25,000

X

10

Subsection 15(2)

1,250 to 25,000

X

11

Section 16

1,250 to 25,000

X

12

Subsection 17(1)

1,250 to 25,000

X

13

Section 18

1,250 to 25,000

X

14

Paragraph 19(1)(a)

1,250 to 25,000

X

15

Paragraph 19(1)(b)

1,250 to 25,000

X

16

Paragraph 19(1)(c)

1,250 to 25,000

X

17

Subsection 20(1)

1,250 to 25,000

X

18

Subsection 20(2)

1,250 to 25,000

X

19

Subsection 20(3)

1,250 to 25,000

X

20

Section 21

1,250 to 25,000

X

21

Subsection 22(1)

1,250 to 25,000

X

22

Subsection 22(2)

1,250 to 25,000

X

23

Subsection 24(1)

600 to 12,000

X

24

Subsection 24(2)

600 to 12,000

X

25

Subsection 24(3)

1,250 to 25,000

X

26

Paragraph 25(1)(a)

600 to 12,000

 

27

Subparagraph 25(1)(b)(i)

600 to 12,000

 

28

Subparagraph 25(1)(b)(ii)

600 to 12,000

 

29

Paragraph 25(1)(c)

600 to 12,000

 

30

Subsection 25(2)

600 to 12,000

 

31

Subsection 26(1)

1,250 to 25,000

X

32

Subsection 27(1)

1,250 to 25,000

 

33

Subsection 27(4)

1,250 to 25,000

 

34

Section 27.1

1,250 to 25,000

 

35

Section 29

1,250 to 25,000

X

36

Section 33

1,250 to 25,000

X

37

Subsection 34(1)

1,250 to 25,000

X

38

Subsection 35(1)

1,250 to 25,000

X

39

Subsection 35(2)

600 to 12,000

X

40

Subsection 35(3)

1,250 to 25,000

X

41

Subsection 35(4)

1,250 to 25,000

X

42

Section 36

1,250 to 25,000

 

43

Subsection 36.1(1)

1,250 to 25,000

 

44

Subsection 36.1(2)

1,250 to 25,000

 

45

Section 37

1,250 to 25,000

 

46

Subsection 38(1)

1,250 to 25,000

 

47

Subsection 38(2)

1,250 to 25,000

 

48

Section 39

1,250 to 25,000

 

49

Subsection 39.1(1)

1,250 to 25,000

 

50

Subsection 40(1)

1,250 to 25,000

X

51

Subsection 40(2)

1,250 to 25,000

X

52

Paragraph 40(3)(a)

1,250 to 25,000

 

53

Paragraph 40(3)(b)

600 to 12,000

 

54

Subparagraph 40(4)(a)(i)

1,250 to 25,000

 

55

Subparagraph 40(4)(a)(ii)

1,250 to 25,000

 

56

Paragraph 40(4)(b)

600 to 12,000

 

57

Paragraph 40(4)(c)

600 to 12,000

 

58

Paragraph 40(6)(a)

1,250 to 25,000

 

59

Paragraph 40(6)(b)

600 to 12,000

 

60

Subparagraph 40(7)(a)(i)

1,250 to 25,000

 

61

Subparagraph 40(7)(a)(ii)

1,250 to 25,000

 

62

Paragraph 40(7)(b)

600 to 12,000

 

63

Paragraph 40(7)(c)

600 to 12,000

 

64

Subsection 40(9)

600 to 12,000

 

65

Subsection 41(1)

1,250 to 25,000

 

66

Subsection 41(2)

600 to 10,000

 

67

Section 42

1,250 to 25,000

 

68

Subsection 42.1(1)

1,250 to 25,000

 

69

Subsection 42.1(2)

600 to 12,000

 

70

Subsection 43(2)

1,250 to 25,000

 

71

Subsection 44(4)

1,250 to 25,000

 

72

Subsection 45(4)

1,250 to 25,000

 

73

Subsection 46(3)

1,250 to 25,000

 

74

Subsection 46(4)

1,250 to 25,000

 

75

Section 47

1,250 to 25,000

 

76

Paragraph 50(1)(a)

1,250 to 25,000

X

77

Paragraph 50(1)(b)

1,250 to 25,000

X

78

Subsection 52(1)

1,250 to 25,000

X

79

Subsection 52(2)

1,250 to 25,000

X

80

Subsection 52(3)

1,250 to 25,000

 

81

Subsection 53(1)

1,250 to 25,000

X

82

Subsection 53(2)

1,250 to 25,000

X

83

Subsection 55(1)

600 to 12,000

X

84

Subsection 55(2)

600 to 12,000

X

85

Subsection 55(3)

600 to 12,000

X

86

Subsection 55(4)

600 to 12,000

X

87

Subsection 55(5)

600 to 12,000

X

88

Subsection 55(6)

1,250 to 25,000

X

89

Paragraph 56(1)(a)

600 to 12,000

X

90

Subparagraph 56(1)(b)(i)

600 to 12,000

X

91

Subparagraph 56(1)(b)(ii)

600 to 12,000

X

92

Paragraph 56(1)(c)

600 to 12,000

X

93

Subparagraph 56(1)(d)(i)

600 to 12,000

X

94

Subparagraph 56(1)(d)(ii)

600 to 12,000

X

95

Paragraph 56(1)(e)

600 to 12,000

X

96

Subsection 56(3)

600 to 12,000

X

97

Subsection 56(4)

600 to 12,000

X

98

Subsection 57(1)

1,250 to 25,000

X

99

Section 58

1,250 to 25,000

 

100

Section 59

1,250 to 25,000

X

101

Subsection 60(1)

1,250 to 25,000

X

102

Subsection 60(2)

1,250 to 25,000

X

103

Subsection 60(3)

1,250 to 25,000

X

104

Section 61

1,250 to 25,000

X

105

Subsection 62(1)

1,250 to 25,000

X

106

Subsection 62(2)

1,250 to 25,000

X

107

Subsection 62(3)

1,250 to 25,000

X

108

Paragraph 63(1)(a)

1,250 to 25,000

X

109

Paragraph 63(1)(b)

1,250 to 25,000

X

110

Paragraph 63(1)(c)

1,250 to 25,000

X

111

Subsection 63(2)

1,250 to 25,000

X

112

Subsection 63(4)

1,250 to 25,000

X

113

Paragraph 64(2)(a)

1,250 to 25,000

X

114

Paragraph 64(2)(b)

1,250 to 25,000

X

115

Paragraph 65(a)

1,250 to 25,000

 

116

Paragraph 65(b)

1,250 to 25,000

 

117

Paragraph 67(1)(a)

1,250 to 25,000

X

118

Paragraph 67(1)(b)

1,250 to 25,000

X

119

Section 73

1,250 to 25,000

X

120

Subsection 74(1)

1,250 to 25,000

X

121

Subsection 75(1)

1,250 to 25,000

X

122

Subsection 75(2)

1,250 to 25,000

X

123

Subsection 75(3)

1,250 to 25,000

X

124

Subsection 75(4)

1,250 to 25,000

X

125

Section 76

1,250 to 25,000

X

126

Paragraph 77(1)(a)

1,250 to 25,000

 

127

Paragraph 77(1)(b)

1,250 to 25,000

 

128

Paragraph 77(1)(c)

1,250 to 25,000

 

129

Paragraph 77(1)(d)

1,250 to 25,000

 

130

Paragraph 77(1)(e)

1,250 to 25,000

 

131

Paragraph 77(1)(f)

1,250 to 25,000

 

132

Paragraph 77(1)(g)

1,250 to 25,000

 

133

Paragraph 77(1)(h)

1,250 to 25,000

 

134

Paragraph 77(1)(i)

1,250 to 25,000

 

135

Paragraph 77(1)(j)

1,250 to 25,000

 

136

Paragraph 77(1)(k)

1,250 to 25,000

 

137

Paragraph 77(1)(l)

1,250 to 25,000

 

138

Paragraph 77(1)(m)

1,250 to 25,000

 

139

Paragraph 77(1)(n)

1,250 to 25,000

 

140

Paragraph 77(1)(o)

1,250 to 25,000

 

141

Paragraph 77(1)(p)

1,250 to 25,000

 

142

Paragraph 77(1)(q)

1,250 to 25,000

 

143

Paragraph 77(1)(r)

1,250 to 25,000

 

144

Paragraph 77(1)(s)

1,250 to 25,000

 

145

Paragraph 77(1)(t)

1,250 to 25,000

 

146

Subsection 77(2)

1,250 to 25,000

X

147

Section 78

1,250 to 25,000

X

148

Subsection 79(1)

1,250 to 25,000

X

149

Paragraph 79(2)(a)

1,250 to 25,000

X

150

Paragraph 79(2)(b)

600 to 12,000

X

151

Paragraph 79(3)(a)

1,250 to 25,000

X

152

Paragraph 79(3)(b)

600 to 12,000

X

153

Paragraph 79(3)(c)

600 to 12,000

X

154

Subsection 79(5)

600 to 12,000

X

155

Subsection 80(1)

1,250 to 25,000

X

156

Subsection 80(2)

600 to 10,000

X

157

Subsection 82(1)

1,250 to 25,000

X

158

Subsection 82(3)

1,250 to 25,000

X

159

Subsection 86(1)

1,250 to 25,000

 

160

Paragraph 86(2)(a)

1,250 to 25,000

 

161

Paragraph 86(2)(b)

1,250 to 25,000

 

162

Section 87

1,250 to 25,000

X

163

Subsection 89(1)

1,250 to 25,000

 

164

Subsection 89(2)

1,250 to 25,000

 

165

Subsection 92(1)

600 to 12,000

 

166

Subparagraph 93(1)(a)(i)

600 to 12,000

 

167

Subparagraph 93(1)(a)(ii)

600 to 12,000

 

168

Paragraph 93(1)(b)

600 to 12,000

 

169

Subsection 93(2)

600 to 12,000

 

170

Subsection 93(3)

600 to 10,000

 

171

Paragraph 93(4)(a)

600 to 10,000

 

172

Paragraph 93(4)(b)

600 to 10,000

 

173

Section 95

250 to 25,000

X

174

Subsection 97(2)

600 to 10,000

X

175

Section 100

1,250 to 25,000

X

176

Subsection 103(1)

600 to 12,000

X

177

Subsection 104(1)

600 to 12,000

 

178

Subsection 104(2)

600 to 12,000

 

179

Subsection 105(1)

600 to 12,000

 

180

Paragraph 106(1)(a)

600 to 12,000

 

181

Paragraph 106(1)(b)

600 to 12,000

X

182

Paragraph 106(2)(a)

1,250 to 25,000

X

183

Paragraph 106(2)(b)

600 to 12,000

X

184

Paragraph 106(2)(c)

600 to 12,000

X

185

Subsection 106(3)

600 to 12,000

X

186

Subsection 106(6)

250 to 5,000

X

187

Subsection 107(1)

600 to 12,000

X

188

Subsection 107(2)

600 to 12,000

X

189

Subsection 109(1)

1,250 to 25,000

X

190

Subsection 109(3)

1,250 to 25,000

X

191

Subsection 110.1(3)

1,250 to 25,000

X

192

Subsection 110.2(3)

1,250 to 25,000

X

193

Subsection 110.3(4)

1,250 to 25,000

X

194

Paragraph 111(1)(a)

1,250 to 25,000

X

195

Paragraph 111(1)(b)

1,250 to 25,000

X

196

Paragraph 111(1)(c)

1,250 to 25,000

X

197

Paragraph 111(1)(d)

1,250 to 25,000

X

198

Paragraph 111(1)(e)

1,250 to 25,000

X

199

Paragraph 111(1)(f)

1,250 to 25,000

X

200

Paragraph 111(1)(g)

1,250 to 25,000

X

201

Paragraph 111(1)(h)

1,250 to 25,000

X

202

Paragraph 111(1)(i)

1,250 to 25,000

X

203

Paragraph 111(1)(j)

1,250 to 25,000

X

204

Paragraph 111(1)(k)

1,250 to 25,000

X

205

Paragraph 111(1)(l)

1,250 to 25,000

X

206

Subsection 111(2)

1,250 to 25,000

 

207

Paragraph 111.2(a)

1,250 to 25,000

 

208

Paragraph 111.2(b)

1,250 to 25,000

 

209

Paragraph 111.2(c)

1,250 to 25,000

 

210

Paragraph 111.2(d)

600 to 12,000

 

211

Paragraph 111.2(e)

600 to 12,000

 

212

Subsection 112(1)

1,250 to 25,000

X

213

Subsection 112(3)

1,250 to 25,000

 

214

Section 113

1,250 to 25,000

X

215

Subsection 114(1)

1,250 to 25,000

X

216

Subsection 114(3)

1,250 to 25,000

 

217

Subsection 115(2)

1,250 to 25,000

X

218

Subsection 115(3)

1,250 to 25,000

X

219

Subsection 115(4)

1,250 to 25,000

X

220

Subsection 115(5)

1,250 to 25,000

X

221

Subparagraph 116(1)(a)(i)

1,250 to 25,000

X

222

Subparagraph 116(1)(a)(ii)

1,250 to 25,000

X

223

Subparagraph 116(1)(a)(iii)

1,250 to 25,000

X

224

Subparagraph 116(1)(a)(iv)

1,250 to 25,000

X

225

Subparagraph 116(1)(b)(i)

1,250 to 25,000

X

226

Subparagraph 116(1)(b)(ii)

1,250 to 25,000

X

227

Subparagraph 116(1)(b)(iii)

1,250 to 25,000

X

228

Subparagraph 116(1)(b)(iv)

1,250 to 25,000

X

229

Subsection 116.1(1)

1,250 to 25,000

 

230

Subsection 116.1(2)

1,250 to 25,000

 

231

Subsection 116.1(3)

1,250 to 25,000

 

232

Paragraph 116.2(3)(a)

1,250 to 25,000

 

233

Paragraph 116.2(3)(b)

1,250 to 25,000

 

234

Paragraph 116.2(4)(a)

1,250 to 25,000

 

235

Paragraph 116.2(4)(b)

1,250 to 25,000

 

236

Subsection 119(1)

1,250 to 25,000

X

237

Subsection 119(3)

1,250 to 25,000

X

238

Subsection 121(1)

600 to 12,000

X

239

Subsection 121(2)

600 to 12,000

X

240

Subsection 121(3)

1,250 to 25,000

X

241

Subparagraph 122(1)(a)(i)

600 to 12,000

X

242

Clause 122(1)(a)(ii)(A)

600 to 12,000

X

243

Clause 122(1)(a)(ii)(B)

600 to 12,000

X

244

Subparagraph 122(1)(a)(iii)

600 to 12,000

X

245

Subparagraph 122(1)(b)(i)

600 to 12,000

X

246

Subsection 122(2)

600 to 12,000

 

247

Subparagraph 122(3)(a)(i)

600 to 12,000

 

248

Subparagraph 122(3)(a)(ii)

600 to 12,000

 

249

Paragraph 122(3)(b)

600 to 12,000

 

250

Subsection 122(4)

600 to 12,000

 

251

Section 123

600 to 12,000

X

252

Subsection 124(1)

1,250 to 25,000

X

253

Subsection 124(2)

600 to 12,000

X

254

Subsection 124(3)

600 to 12,000

X

255

Subsection 124.1(1)

1,250 to 25,000

 

256

Subsection 124.1(2)

600 to 12,000

 

257

Subsection 124.1(3)

600 to 12,000

 

258

Paragraph 126(1)(a)

600 to 10,000

X

259

Paragraph 126(1)(b)

600 to 10,000

X

260

Subsection 127(1)

1,250 to 25,000

X

261

Section 129

600 to 12,000

X

262

Subparagraph 130(a)(i)

1,250 to 25,000

X

263

Subparagraph 130(a)(ii)

1,250 to 25,000

X

264

Paragraph 130(b)

1,250 to 25,000

X

265

Subsection 131(2)

600 to 12,000

X

266

Subsection 131(5)

600 to 12,000

X

267

Subsection 131.1(4)

1,250 to 25,000

X

268

Paragraph 131.1(5)(a)

1,250 to 25,000

X

269

Paragraph 131.1(5)(b)

1,250 to 25,000

X

270

Subparagraph 131.1(6)(a)(i)

600 to 12,000

 

271

Paragraph 132(1)(a)

600 to 10,000

X

272

Paragraph 132(1)(b)

600 to 10,000

X

273

Paragraph 132(2)(a)

1,250 to 25,000

X

274

Paragraph 132(2)(b)

1,250 to 25,000

X

275

Paragraph 132(3)(a)

600 to 10,000

X

276

Subsection 132(4)

1,250 to 25,000

X

277

Subsection 132(5)

600 to 10,000

X

278

Subsection 132(6)

600 to 10,000

X

279

Subsection 132(8)

600 to 10,000

X

280

Subsection 133(1)

1,250 to 25,000

X

281

Subsection 133(2)

600 to 10,000

 

Coming into Force

11 These Regulations come into force on the day on which they are registered.

[41-1-o]